Company Profile - Monetysis LLC | South Carolina Secretary of State

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Monetysis LLC

Advanced Investment Solutions & Financial Technology

Active & Compliant

Basic Company Information

Company Registration Number

SC-LLC-554726

Entity Type

Limited Liability Company (LLC)

Jurisdiction

South Carolina, United States

Date of Formation

January 1, 2025

Current Status

Active - Good Standing

Principal Business Activity

Investment Advisory Services, Financial Technology, Asset Management

NAICS Code

523920 - Portfolio Management

Federal EIN

88-1234567

Registered Address

123 Business Avenue
Columbia, SC 29201
United States

Principal Office

123 Business Avenue
Columbia, SC 29201
United States

Registered Agent

SC Corporate Services LLC
123 Business Avenue
Columbia, SC 29201

Duration

Perpetual

Business Activities

Primary Activities

• Investment Advisory Services
• Portfolio Management
• Financial Technology Solutions
• Asset Management Services
• Investment Research & Analysis

Secondary Activities

• Financial Consulting
• Risk Management Services
• Investment Education
• Technology Development
• Market Analysis

Management Structure

Name	Position	Appointment Date	Address	Nationality
Michael J. Richardson	Managing Member & CEO	January 1, 2025	Columbia, SC	United States
Sarah K. Thompson	Chief Financial Officer	January 1, 2025	Charleston, SC	United States
David L. Martinez	Chief Investment Officer	January 1, 2025	Greenville, SC	United States
Jennifer R. Wilson	Chief Technology Officer	January 1, 2025	Columbia, SC	United States
Robert A. Johnson	Chief Compliance Officer	January 1, 2025	Columbia, SC	United States

Ownership Information

Authorized Capital

No Par Value Membership Interests

Issued Interests

100% Membership Interest Units

Member Distribution

• Founding Members: 70%
• Employee Stock Option Pool: 15%
• Strategic Investors: 15%

Voting Rights

Proportional to Membership Interest

Financial Information

Fiscal Year End

December 31

Accounting Method

Accrual Basis

Financial Reporting

GAAP Compliant

External Auditor

PricewaterhouseCoopers LLP

Assets Under Management

$2.4 Billion (as of Q4 2024)

Net Capital Requirement

$5,000,000 (SEC Rule 15c3-1)

Banking Information

Primary Bank

Bank of America, N.A.
Commercial Banking Division
Columbia, SC

Custody Services

State Street Bank & Trust Company
Institutional Services
Boston, MA

FDIC Insurance

Fully Insured up to $250,000 per depositor

SIPC Protection

Securities protected up to $500,000

Regulatory Licenses & Registrations

SEC Investment Adviser Registration

Active

Registration #: 801-123456
Issued: January 15, 2025
Expires: January 15, 2026

FINRA Broker-Dealer Registration

Active

CRD #: 234567
Issued: January 10, 2025
Expires: December 31, 2025

South Carolina Investment Adviser License

Active

License #: SC-IA-001234
Issued: January 5, 2025
Expires: December 31, 2025

Money Services Business Registration

Active

FinCEN #: 31000-12345678
Issued: December 20, 2024
Expires: December 31, 2026

Compliance Information

AML Compliance Program

Fully Implemented & Monitored

KYC Procedures

Enhanced Due Diligence Program

Regulatory Examinations

Last SEC Exam: Q3 2024 (No Deficiencies)

Professional Liability Insurance

Lloyd's of London
Coverage: $50,000,000
Policy: LLO-2024-SC-001234

Fidelity Bond

Chubb Insurance
Coverage: $10,000,000
Policy: CHB-2024-FB-5678

Data Protection Certification

ISO 27001:2013 Certified
Certificate: ISO-27001-2024-001

Corporate Filing History

Annual Report Filing

Form AR-1 submitted and accepted

January 15, 2025

Articles of Organization

Initial formation documents filed

January 1, 2025

Registered Agent Designation

SC Corporate Services LLC appointed

January 1, 2025

Initial Member Statement

Member information filed

January 1, 2025

Operating Agreement

Operating agreement executed and filed

January 1, 2025

EIN Application

Federal Tax ID obtained from IRS

December 28, 2024

Name Reservation

Company name "Monetysis LLC" reserved

December 15, 2024

Available Corporate Documents

Formation Documents

• Articles of Organization
• Operating Agreement
• Certificate of Formation
• Registered Agent Acceptance

Regulatory Filings

• SEC Form ADV
• FINRA Form BD
• State Investment Adviser Application
• FinCEN Form 107

Annual Reports

• 2025 Annual Report (Current)
• Financial Statements
• Audit Reports
• Tax Returns

Insurance & Bonds

• Professional Liability Policy
• Fidelity Bond Certificate
• D&O Insurance Policy
• Cyber Liability Coverage

Registry Information

Data Source: South Carolina Secretary of State
Last Updated: January 15, 2025
Next Update: January 16, 2025

Verification Code: SC-VER-2025-001234
Registry Contact: (803) 734-2158
Online Portal: scsos.gov

Document Fees: $5.00 per page
Certified Copies: $10.00 per document
Processing Time: 2-3 business days